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MDBH.O NASDAQ Investment Banking & Brokerage Services

MDB Capital Holdings LLC

$3,08
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1D5D1M3M6MYTD1Y5YMax
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Mcap
31,7M USD
P/E
EV / Rev
6,6x
Div yield
Op margin
1 203,4 %
ROE
-21,4 %
Net margin
1 092,6 %
Debt / equity
0,00
Beta
52w range
Volume
Day range
Prev close
$3,75
Open
Next earnings
2026-10-28
Ex-dividend
TR 1Y
About

MDB Capital Holdings LLC provides investment banking and brokerage services, primarily generating revenue through advisory fees, transaction commissions, and asset management services.

Business. MDB Capital Holdings LLC (NASDAQ: MDBH.O) is a financial services firm operating within the investment banking and brokerage services industry. The company generates revenue primarily through fee-based activities associated with banking and investment services. Specific details regarding its operating segments and geographic presence are not disclosed in the available data. The firm is headquartered in the United States and is publicly listed on the NASDAQ stock exchange.

Classification92 %
SectorFinancials
Business sectorBanking & Investment Services
IndustryInvestment Banking & Brokerage Services
ActivityBanking & Investment Services
Generated · model-assisted
Sell-side consensus
consensus pending
— buy— hold— sell
Avg 12m price target
Upcoming events
  • EarningsQ3 2026 earnings (expected)2026-10-28 · estimated
See all catalysts →

At a glance

Score
not yet scored
Valuation
valuation pending
Analysts
not yet wired
Ownership
UBS Financial Services, Inc.
largest disclosed fund holder
Profitability
-21,4 %
return on equity
Quality
not yet scored

What drives this business

The watch-list the newsroom runs for this company — derived from its sector path, sharpened layer by layer. Not investment advice.

— missing data

News & coverage

0
  • No recent newsroom coverage mentioning MDBH.
  • Sector rotation

    Sector1D1Mvs mkt
    Materials+2,3 %+6,6 %+1,7 %
    Communication Services+2,2 %−5,5 %+1,6 %
    Energy+0,6 %+3,3 %+0,0 %
    Health Care+0,6 %−0,8 %+0,0 %
    Information Technology+0,6 %+6,7 %+0,0 %
    Consumer Discretionary+0,4 %+7,6 %−0,2 %
    Financials · THIS SECTOR−0,3 %−2,8 %−0,9 %
    Consumer Staples−0,4 %+2,5 %−1,0 %
    Real Estate−0,7 %+10,9 %−1,3 %
    Industrials−1,9 %−3,1 %−2,5 %
    Utilities−1,9 %+28,2 %−2,5 %

    Developing storylines

    No tracked sagas currently linked to MDBH.O. Browse all sagas →

    Analysis

    AI analysis
    Generated · analysis pipeline · tier hybrid · as of 2026-08-04 ↑ At a glance

    Opportunity

    — missing data

    Upcoming catalysts

    Scheduled public events. Informational only — not investment advice.

    • Company
    • EarningsQ3 2026 earnings (expected)2026-10-28 · estimated
    • Macro
    • Rate decisionBank of England rate decision (press conf.)2026-08-06 · GB
    • Rate decisionReserve Bank of Australia rate decision (press conf.)2026-08-12 · AU
    • Rate decisionNorges Bank rate decision (press conf.)2026-08-20 · NO
    • Rate decisionSveriges Riksbank rate decision (press conf.)2026-09-03 · SE
    • Rate decisionBank of Canada rate decision (press conf.)2026-09-09 · CA
    • Rate decisionEuropean Central Bank rate decision (press conf.)2026-09-10 · EU
    • Macro & political
    • ElectionSE Swedish Election2026-09-14 · SE
    • ElectionUS U.S. Midterms2026-11-03 · US
    • ElectionFR French Legislative2027-06-01 · FR

    Pre-earnings brief

    — missing data

    Signals & dispatch

    peak dispatch · —

    Composite-score breakdown

    Synthesis

    Business

    MDB Capital Holdings LLC (NASDAQ: MDBH.O) is a financial services firm operating within the investment banking and brokerage services industry. The company generates revenue primarily through fee-based activities associated with banking and investment services. Specific details regarding its operating segments and geographic presence are not disclosed in the available data. The firm is headquartered in the United States and is publicly listed on the NASDAQ stock exchange.

    Classification92 %
    SectorFinancials
    Business sectorBanking & Investment Services
    IndustryInvestment Banking & Brokerage Services
    ActivityBanking & Investment Services
    AI synthesis
    GENERATED

    MDB Capital Holdings LLC exhibits a capital structure with a market-to-book ratio of 1.13, indicating that the market values the company slightly above its book value. The company's liquidity position is characterized by $5.49 million in cash and equivalents, which is a small fraction of its total assets of $40.94 million. However, the liquidity risk is assessed as low, suggesting that the company is not currently under pressure to raise additional capital.

    Profitability metrics for MDB Capital Holdings LLC are negative, with a return on equity (ROE) of -21.37% and a return on assets (ROA) of -17.62%. These figures are significantly below the industry norms for investment banking and brokerage services, indicating that the company is underperforming in terms of generating returns for its shareholders and utilizing its assets efficiently.

    The company's revenue is entirely derived from its core investment banking and brokerage services, with no disclosed geographic diversification. This lack of geographic exposure may increase the company's vulnerability to regional economic downturns or regulatory changes affecting the financial services sector.

    MDB Capital Holdings LLC is currently experiencing a decline in revenue, with a reported loss of $660,390. The company's outlook for the current fiscal year is negative, with no indication of a reversal in the near term. The absence of capital expenditures and the lack of long-term debt suggest that the company is not investing in growth initiatives or expanding its operations.

    The risk assessment for MDB Capital Holdings LLC indicates a low probability of dilution, with no immediate filing-based liquidity or dilution flags detected. The company's debt-to-equity ratio of 0.0 suggests that it is not leveraging debt to finance its operations, which may limit its ability to grow or respond to market opportunities.

    Recent filings and transcripts do not indicate any significant events or strategic shifts for MDB Capital Holdings LLC. The company's financial performance and operational strategy appear to remain unchanged, with no new initiatives or major business developments reported in the latest available documents.

    Key takeaways
    • MDB Capital Holdings LLC is experiencing negative profitability with a return on equity of -21.37% and a return on assets of -17.62%.
    • The company's liquidity position is stable, with $5.49 million in cash and equivalents and a low liquidity risk assessment.
    • MDB Capital Holdings LLC has no long-term debt and is not currently leveraging debt to finance its operations.
    • The company's revenue is entirely derived from its core investment banking and brokerage services, with no geographic diversification.
    • There are no immediate filing-based liquidity or dilution flags, indicating a low probability of dilution in the near term.

    Bull / Bear case

    Generated · model-assisted
    BULL CASE · 5

    Revenue surged 108.3% year-over-year to $4.9 million, demonstrating significant top-line growth momentum in the latest fiscal period.

    The company maintains a zero long-term debt balance, providing a pristine balance sheet with minimal leverage risk compared to peers.

    Operating and net margins are rated best-in-class within the investment banking cohort, indicating superior profitability efficiency relative to competitors.

    The stock trades at a modest 1.13x price-to-book ratio, offering a relatively low valuation multiple on tangible book value.

    Risk flags for dilution, liquidity, and credit are all assessed as low, suggesting a stable operational environment with minimal immediate threats.

    BEAR CASE · 1

    Total assets contracted by 11.4% year-over-year, indicating a shrinking balance sheet that may limit future lending or investment capacity.

    In focus — financials by report

    Valuation FY

    Market price
    $3,08
    Market cap
    $38.1M
    Enterprise value
    $32.6M
    P/E
    Non-GAAP P/E
    EV / Revenue
    6.6x
    EV / Op income
    EV / OCF
    P / B
    1.1x
    P / Tangible book
    1.1x
    Tangible book
    $33.8M
    Net cash
    $5.5M
    Current ratio
    Debt / equity
    0.0
    ROA
    -17.6%
    ROE
    -21.4%
    Cash conversion
    31.0%
    CapEx / revenue
    21.7%
    SBC / revenue
    Dilution ratio
    0.0%

    Revenue by segment

    Securities Brokerage
    low · business_description · 2026-07-03
    Securities Underwriting
    low · business_description · 2026-07-03
    Venture Capital
    low · business_description · 2026-07-03

    Market share

    — missing data

    Business relationships

    Business relationships10 disclosed relationships · 1 type · extracted from filings & disclosures
    Subsidiaries10
    EX21:00e51906df65EX21:00e51906df65Subsidiarie97%Source ↗
    EX21:47f6833983beEX21:47f6833983beSubsidiarie97%
    EX21:93281195658cEX21:93281195658cSubsidiarie97%
    EX21:ad5736686512EX21:ad5736686512Subsidiarie97%Source ↗
    EX21:be8b2764e72fEX21:be8b2764e72fSubsidiarie97%
    EX21:c5d4eba56d01EX21:c5d4eba56d01Subsidiarie97%Source ↗
    EX21:c76a322d0086EX21:c76a322d0086Subsidiarie97%
    EX21:caeccbd185c6EX21:caeccbd185c6Subsidiarie97%
    Exozymes IncEXOZ.OSubsidiarie95%Source ↗

    Supply chain

    — missing data

    Peer comparison

    — missing data

    Market position

    Stress test

    — missing data

    Predictor forecast

    Options

    — missing data

    Short squeeze

    — missing data

    Earnings-call key lines

    — missing data

    Estimate revisions

    consensus EPS · 26-week trend
    — missing data

    Sell-side observations

    — missing data

    Themes

    — missing data

    ESG

    — missing data

    Risk factors

    Dilution riskLow
    Liquidity riskLow
    Filing-based flags
    • No immediate filing-based liquidity or dilution flags were detected.

    Benchmarks vs cohort

    Op Margin1 203,4 %Best in class
    Net Margin1 092,6 %Best in class
    ROE-21,4 %Bottom quartile
    Capex / Rev21,7 %Best in class
    D/E0,00Above P75
    Cash Conv0,31Above median

    Corporate actions / M&A

    — missing data

    FX exposure

    — missing data

    Comparable transactions

    — missing data

    Derivatives & instruments

    Derivative transactions

    Net acquired 270 000 sh10 exercises · 2 grants6 insiders
    • MARLETT CHRISTOPHER ADirector, Co-Founder, 10% owner · Employee Stock Option → Class AAcquired 100 000 @ $3,56grant · 2026-05-01
    • James Jeremy WilliamCFO · RSU → Class AAcquired 10 000exercise · 2026-04-20
    • Torpey Daniel ThomasDirector · RSU → Class AAcquired 10 000exercise · 2026-04-20
    • Magennis Sean JamesDirector · RSU → Class AAcquired 10 000exercise · 2026-04-20
    • Magennis Sean JamesDirector · RSU → Class AAcquired 10 000exercise · 2026-02-09
    • James Jeremy WilliamCFO · RSU → Class AAcquired 10 000exercise · 2026-02-09
    • Torpey Daniel ThomasDirector · RSU → Class AAcquired 10 000exercise · 2026-02-09
    • Terry Jeb Barton Sr.Director · Employee Stock Option → Class AAcquired 100 000 @ $3,19grant · 2026-02-01
    • Torpey Daniel ThomasDirector · RSU → Class ADisposed 20 000exercise · 2025-08-14
    • Meline SusanneDirector · RSU → Class AAcquired 10 000exercise · 2025-08-14
    • Magennis Sean JamesDirector · RSU → Class AAcquired 10 000exercise · 2025-08-14
    • James Jeremy WilliamDirector · RSU → Class AAcquired 10 000exercise · 2025-08-14

    Actions

    Ask Handelsavisen

    — missing data
    Data sources
    • Market data
    • Market data cache
    • Issuer disclosures
    • Public news
    • Earnings transcripts
    • Consensus estimates
    • ESG data
    How metrics are computed
    • Return On Equity
      net_income / total_equity
    • Price To Book
      market_price / (adjusted_book_value / shares_outstanding_diluted)
    • Dilution Ratio
      (shares_outstanding_diluted - shares_outstanding_basic) / shares_outstanding_basic
    • Market Price
      input from market-data provider (delayed close or quote-shim mid)
    • Market Cap
      market_price * shares_outstanding_diluted
    • Net Cash
      cash_and_equivalents + short_term_investments - short_term_debt - long_term_debt
    Source documents
    • MDB Capital Holdings LLC Market data — financials · 2026-05-28

    Ownership & reference

    Top holders

    • UBS Financial Services, Inc.Investment Managers · as of 2026-03-310,00 %$0M
    • BlackRock Institutional Trust Company, N.A.Investment Managers · as of 2024-06-300,00 %$0M
    • Morgan Stanley Smith Barney LLCInvestment Managers · as of 2026-03-310,00 %$0M

    Insider activity

    Net buying19 buys · 1 sellsnet $132K6 insiders · last 365d
    • Torpey Daniel ThomasDirector · Common StockOther 10 000 @ $3,90$39K · 2026-04-20
    • James Jeremy WilliamCFO · Common StockOther 10 000 @ $3,20$32K · 2026-02-09
    • James Jeremy WilliamCFO · Common StockOther 10 000 @ $3,90$39K · 2026-02-09
    • Magennis Sean JamesDirector · Common StockOther 10 000 @ $3,90$39K · 2026-02-09
    • Magennis Sean JamesDirector · Common StockOther 10 000 @ $3,20$32K · 2026-02-09
    • Torpey Daniel ThomasDirector · Common StockOther 10 000 @ $3,20$32K · 2026-02-09
    • James Jeremy WilliamCFO · Common StockSold 60 @ $3,34$200 · 2026-01-23
    • MARLETT CHRISTOPHER ADirector, Co-Founder, 10% owner · Common StockBought 1 213 @ $3,50$4K · 2026-01-02
    • MARLETT CHRISTOPHER ADirector, Co-Founder, 10% owner · Common StockBought 4 387 @ $3,35$15K · 2025-12-31
    • MARLETT CHRISTOPHER ADirector, Co-Founder, 10% owner · Common StockBought 4 400 @ $3,18$14K · 2025-12-30
    • Brandon George HughDirector, President · Common StockBought 3 700 @ $3,38$13K · 2025-12-09
    • Brandon George HughDirector, President · Common StockBought 600 @ $3,30$2K · 2025-12-08
    • Brandon George HughDirector, President · Common StockBought 900 @ $3,29$3K · 2025-12-05
    • Brandon George HughDirector, President · Common StockBought 1 900 @ $3,52$7K · 2025-12-04
    • Brandon George HughDirector, President · Common StockBought 3 900 @ $3,63$14K · 2025-12-03
    • Brandon George HughDirector, President · Common StockBought 1 250 @ $3,50$4K · 2025-12-02
    • Brandon George HughDirector, President · Common StockBought 2 998 @ $3,49$10K · 2025-12-01
    • MARLETT CHRISTOPHER ADirector, Co-Founder, 10% owner · Common StockBought 1 725 @ $3,41$6K · 2025-10-06
    • MARLETT CHRISTOPHER ADirector, Co-Founder, 10% owner · Common StockBought 2 275 @ $3,35$8K · 2025-10-03
    • MARLETT CHRISTOPHER ADirector, Co-Founder, 10% owner · Common StockBought 1 645 @ $3,52$6K · 2025-08-29
    • MARLETT CHRISTOPHER ADirector, Co-Founder, 10% owner · Common StockBought 1 575 @ $3,56$6K · 2025-08-28
    • MARLETT CHRISTOPHER ADirector, Co-Founder, 10% owner · Common StockBought 1 288 @ $3,40$4K · 2025-08-27
    • MARLETT CHRISTOPHER ADirector, Co-Founder, 10% owner · Common StockBought 1 414 @ $3,35$5K · 2025-08-26
    • MARLETT CHRISTOPHER ADirector, Co-Founder, 10% owner · Common StockBought 1 232 @ $3,31$4K · 2025-08-25
    • MARLETT CHRISTOPHER ADirector, Co-Founder, 10% owner · Common StockBought 1 200 @ $3,33$4K · 2025-08-22

    Short positioning

    3.2Kshares short+93.4% vs prior
    2.78days to cover
    29.1%short of daily vol
    20.0Kfails-to-deliver
    as of 2026-07-15 · short-interest report (free)

    Geographic breakdown

    — missing data
    Listings · one canonical issuer all listings resolve to the canonical
    MDBH.OCanonical
    NASDAQ · USD

    Intel & risk

    peak dispatch · —
    OSINT findings
    Dilution riskLow
    Liquidity riskLow
    No immediate filing-based liquidity or dilution flags were detected.
    Relationship graph
    MDBHEX21:00eEX21:47fEX21:932EX21:ad5EX21:be8EX21:c5dEX21:c76EX21:caeEXOZ.OPLSE.OInvestment Ban
    This companySectorSubsidiaries

    Evidence & claims

    From filings & derived data
    • Total liabilities (YoY) (2025-12-31 vs 2024-12-31): 66.1%Derived (calculated)
    • Return on equity (FY 2025-12-31): -35.0%Derived (calculated)
    • Return on assets (FY 2025-12-31): -33.3%Derived (calculated)
    • Debt-to-equity (FY 2025-12-31): 0.05xDerived (calculated)
    • Cash & equivalents (YoY) (2025-12-31 vs 2024-12-31): -35.3%Derived (calculated)
    • Net income (YoY) (2025-12-31 vs 2024-12-31): -281.7%Derived (calculated)
    • Operating cash flow (YoY) (2025-12-31 vs 2024-12-31): 37.1%Derived (calculated)
    • Operating income (YoY) (2025-12-31 vs 2024-12-31): 127.7%Derived (calculated)
    • Shareholders' equity (YoY) (2025-12-31 vs 2024-12-31): -13.5%Derived (calculated)
    • Total assets (YoY) (2025-12-31 vs 2024-12-31): -11.4%Derived (calculated)
    • Total operating expenses (annual): USD 22.64MSEC XBRL filing
    • Net income (annual): USD -21.25MSEC XBRL filing
    • Shareholders' equity (annual): USD 60.69MSEC XBRL filing
    • Operating income (annual): USD 4.91MSEC XBRL filing
    • Pre-tax income (annual): USD -16.97MSEC XBRL filing
    • Total liabilities (annual): USD 3.16MSEC XBRL filing
    • Cash & equivalents (annual): USD 13.22MSEC XBRL filing
    • Total assets (annual): USD 63.74MSEC XBRL filing
    • Operating cash flow (annual): USD -5.68MSEC XBRL filing
    • Debt-to-equity (FY 2024-12-31): 0.03xDerived (calculated)
    • Return on equity (FY 2024-12-31): 16.7%Derived (calculated)
    • Return on assets (FY 2024-12-31): 16.2%Derived (calculated)
    • R&D expense (annual): USD 1.47MSEC XBRL filing
    • Cash & equivalents (annual): USD 20.44MSEC XBRL filing
    Showing 24 of 32 surfaced claims.
    Atomic claims from regulatory filings and derived calculations. Provenance shown as source kind only.

    The Thread

    Everything we know, in order
    2026-10-28EVENTUpcomingQ3 2026 earnings (expected) estimated date
    2026-05-14FILING10-Q filing →
    2026-05-01 00:00 UTCINSIDER1 insider transaction — 2026-05 1 derivative
    2026-05-01 00:00 UTCINSIDER1 insider transaction — 2026-05 1 derivative
    2026-05-01INSIDERMARLETT CHRISTOPHER A acquired 100.0k sh Employee Stock Option — Director, Co-Founder, 10% owner
    2026-04-20 00:00 UTCINSIDER4 insider transactions — 2026-04 3 derivative
    2026-04-20 00:00 UTCINSIDER4 insider transactions — 2026-04 3 derivative
    2026-04-20INSIDERTorpey Daniel Thomas transacted 10.0k sh — Director ~$39k
    2026-04-20INSIDERMagennis Sean James acquired 10.0k sh RSU — Director
    2026-04-20INSIDERTorpey Daniel Thomas acquired 10.0k sh RSU — Director
    2026-04-20INSIDERJames Jeremy William acquired 10.0k sh RSU — CFO
    2026-03-31FILING10-K filing →
    2026-02-09 00:00 UTCINSIDER9 insider transactions — 2026-02 · net buy $174k 4 derivative
    2026-02-09 00:00 UTCINSIDER9 insider transactions — 2026-02 · net buy $174k 4 derivative
    2026-02-09INSIDERJames Jeremy William transacted 10.0k sh — CFO ~$32k
    2026-02-09INSIDERMagennis Sean James transacted 10.0k sh — Director ~$39k
    2026-02-09INSIDERTorpey Daniel Thomas transacted 10.0k sh — Director ~$32k
    2026-02-09INSIDERMagennis Sean James acquired 10.0k sh RSU — Director
    2026-02-09INSIDERTorpey Daniel Thomas acquired 10.0k sh RSU — Director
    2026-02-09INSIDERJames Jeremy William acquired 10.0k sh RSU — CFO
    2026-02-02FILING8-K filing →
    2026-02-01INSIDERTerry Jeb Barton Sr. acquired 100.0k sh Employee Stock Option — Director
    2026-01-23 00:00 UTCINSIDER2 insider transactions — 2026-01
    2026-01-23 00:00 UTCINSIDER2 insider transactions — 2026-01
    2026-01-23INSIDERJames Jeremy William sold 60 sh — CFO ~$0k
    2026-01-02INSIDERMARLETT CHRISTOPHER A bought 1.2k sh — Director, Co-Founder, 10% owner ~$4k
    2025-12-31INSIDERMARLETT CHRISTOPHER A bought 4.4k sh — Director, Co-Founder, 10% owner ~$15k
    2025-12-30INSIDERMARLETT CHRISTOPHER A bought 4.4k sh — Director, Co-Founder, 10% owner ~$14k
    2025-12-09INSIDERBrandon George Hugh bought 3.7k sh — Director, President ~$13k
    2025-12-08INSIDERBrandon George Hugh bought 600 sh — Director, President ~$2k
    2025-12-05INSIDERBrandon George Hugh bought 900 sh — Director, President ~$3k
    2025-12-04FILING8-K filing →
    2025-12-04INSIDERBrandon George Hugh bought 1.9k sh — Director, President ~$7k
    2025-12-03INSIDERBrandon George Hugh bought 3.9k sh — Director, President ~$14k
    2025-12-02INSIDERBrandon George Hugh bought 1.2k sh — Director, President ~$4k
    2025-12-01INSIDERBrandon George Hugh bought 3.0k sh — Director, President ~$10k
    2025-11-14FILINGDEF 14A filing →
    2025-11-13FILING10-Q filing →
    2025-10-06INSIDERMARLETT CHRISTOPHER A bought 1.7k sh — Director, Co-Founder, 10% owner ~$6k
    2025-10-03INSIDERMARLETT CHRISTOPHER A bought 2.3k sh — Director, Co-Founder, 10% owner ~$8k
    Showing the 40 most recent of 56 entries.
    The entity's full life in the product — typed, chronological, joined across Newspaper, Platform and Data. Our memory, made visible.
    Sources filings · IR · transcripts · market data · tier hybrid · as of 2026-08-04 Market data · Issuer disclosures · Public news · Earnings transcripts · Consensus estimates · ESG data Premium coverage